Senior Associate

• Perform due diligence checks on customer account documentation during client onboarding and periodic review
• Advise business desks on KYC requirements and liaise with AMLO for further guidance when necessary
• Monitor and control KYC issues and report or escalated them to Management and AMLO in a timely manner
• Review KYC sanctions and AML screening results to identify real hits involving bank customers
• Escalate identified hits to relevant parties for attention and investigation
• Keep abreast of regulatory changes and industry practices relating to KYC and AML compliance
• Assist the team head in formulating, implementing, and reviewing KYC regulatory compliance policies and procedures
• Work with CDHK to establish AML/CTF procedures and guidelines for client onboarding and periodic review
• Continuously improve the efficiency and accuracy of KYC work
• Support system projects relating to KYC compliance and sanctions/AML screening systems

Requirements

• Good academic qualifications with degree or a professional qualification
• At least 3 years of banking experience in customer account documentation handling
• Well-versed in AML and KYC regulatory requirements and practice
• Certification in AML/CFT preferred
• Good presentation and communication skills in English
• Submit a detailed resume stating latest and expected salary

Core Competencies

Demonstrates expertise in KYC and AML compliance, with a strong focus on regulatory requirements, customer account documentation, and effective communication. Proven ability to monitor compliance issues, implement policies, and support system projects related to KYC and AML.

Highest-signal resume keywords

• KYC Regulatory Compliance
• AML Compliance
• Customer Account Documentation
• AML/CFT Certification
• Communication Skills

Hard Skills

• Due Diligence Checks
• KYC Requirements
• AML Screening
• Regulatory Changes Monitoring
• KYC Policies Implementation
• Sanctions Screening
• Client Onboarding Procedures
• KYC Issue Monitoring
• Documentation Handling
• Efficiency Improvement

Soft Skills

• Presentation Skills
• Communication Skills

Certifications & Qualifications

• AML/CFT Certification

Industry Keywords

• KYC
• AML
• CTF
• Regulatory Compliance
• Banking Experience
• Client Onboarding
• Periodic Review
• Sanctions
• Compliance Policies
• Documentation