Equities Compliance - Global Investment Bank/ Hedge Fund

We have been mandated with multiple compliance advisory positions covering APAC Equities desk at Investment Banks/ Hedge Funds/ HFTs based in Hong Kong.

In the role of a Compliance Advisor, you will be responsible for providing comprehensive compliance coverage to equities business across the APAC region. Your key responsibilities will include overseeing the APAC compliance program, offering guidance on regulatory updates, managing compliance incidents and breaches, reviewing new business and product initiatives, and implementing pertinent compliance policies and procedures.

To be considered for this role, candidates must have a minimum of 5 years of experience in markets compliance or investment compliance covering APAC business and familiar with APAC Equities business. Experience in electronic trading would be a plus.

Please send your CV to Vivian Chen at [protected-email-address], or call [protected-phone-number] for a confidential discussion.