Settlement (Assistant Manager / Manager)

• Strong problem-solving and analytical skills
• Manage the operating team
• Bachelor’s degree in Finance

Manager/ Assistant Manager

Job Descriptions

• Manage the operating team to ensure all trading/ transactions are processed accurately and in a timely manner, strictly adhering to standard operating procedures, regulatory requirements, and guidelines
• Hong Kong Equity Settlement: Perform daily HK stock clearing and settlement procedures via CCASS, ensuring timely trade matching, fund allocation, and trade break resolution.
• Corporate Actions & Dividends: Monitor and process voluntary/mandatory corporate actions (e.g., stock splits, rights issues, tender offers) and entitlement distributions for HK and US stocks.
• Participant in end-to-end financial operations, including transaction processing, account enrollment, reconciliation, and settlements, ensure all instructions from clients are timely and efficiently executed in compliance
• Proactively monitor transaction workflows, identify bottlenecks, and handle exceptional cases to maintain operational excellence
• Collaborate closely with other departments such as Risk, Compliance, Finance, and IT to support business growth and operational resilience
• Contribute to key projects such as User Acceptance Testing (UAT), system migrations, and other strategic initiatives as assigned by senior management
• Provide comprehensive training and mentorship to team members

Requirements

• Bachelor’s degree in Finance, Business Administration, Operations Management, or related field.
• Minimum 5 years of relevant experience in operations management in financial industry
• Proficiency in Microsoft Office (Excel, PowerPoint, Word); familiarity with financial software (e.g., Bloomberg, Tableau) is a plus.
• Strong problem-solving and analytical skills
• Ability to work under pressure and prioritize tasks
• Excellent command of written and spoken Chinese (Cantonese and Putonghua) and English.